Jason E. Zwilling

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CRD#: 2473750

Professional summary

Jason Eric Zwilling was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Jason had worked at 4 firms, which includes TAGLICH BROTHERS INC., GLOBAL EQUITIES GROUP INC, THE CAMELOT GROUP INC., FIRST CAMBRIDGE SECURITIES CORPORATION.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason Zwilling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

September 19, 1997 - December 18, 1997

TAGLICH BROTHERS, INC.

CRD#: 29102

COLD SPRING HARBOR, NY

Past

July 26, 1996 - September 24, 1997

GLOBAL EQUITIES GROUP INC

CRD#: 34039

NEW YORK, NY

Past

June 27, 1996 - July 31, 1996

THE CAMELOT GROUP, INC.

CRD#: 31091

FT LAUDERDALE, FL

Past

April 5, 1995 - April 6, 1995

FIRST CAMBRIDGE SECURITIES CORPORATION

CRD#: 21846

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAGLICH BROTHERS, INC.

MICHAEL N. TAGLICH, B/D | TAGLICH BROTHERS, INC. | TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC.

CRD#: 29102 / SEC#: 801-68376, 8-44118

RIA

Registered Investment Advisory firm - SEC (11/6/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/4/1995

General Securities Representative Examination

Current Firm

TAGLICH BROTHERS, INC.

MICHAEL N. TAGLICH, B/D | TAGLICH BROTHERS, INC. | TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC.

CRD#: 29102 / SEC#: 801-68376, 8-44118

RIA

Registered Investment Advisory firm - SEC (11/6/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

37 Main Street, Cold Spring Harbor, NY 11724

Mailing Address

37 Main Street, Cold Spring Harbor, NY 11724

Phone number

(631) 757-1500

Established

New York since 11/25/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A; INVESTMENT ADVISER BROCHURE (6/25/2025)

PART 2A APPENDIX 1: WRAP FEE PROGRAM BROCHURE (6/25/2025)

Direct owners and executive officers

Name	Position	CRD#
TAGLICH, MICHAEL NICHOLAS	PRESIDENT, CEO, FINOP, ROP	1343730
TAGLICH, ROBERT FRANCIS	VICE PRESIDENT	1539988
OH, RICHARD C	CHIEF COMPLIANCE OFFICER	2666196

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 45,136,551

Disclosures

Regulatory Event

Red Flags

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Jason E. Zwilling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TAGLICH BROTHERS, INC.

GLOBAL EQUITIES GROUP INC

THE CAMELOT GROUP, INC.

FIRST CAMBRIDGE SECURITIES CORPORATION

Primary Firm SEC Registration

TAGLICH BROTHERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/1996

Series 7

Date: 4/4/1995

Current Firm

TAGLICH BROTHERS, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TAGLICH BROTHERS, INC.

TRUST BUT VERIFY

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