Jayan P. Krishnan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayan Pottayil Krishnan was a registered financial professional .
Jayan is a previously registered financial professional and started their career in finance in 1994. Jayan had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2008 - August 12, 2019
DZ FINANCIAL MARKETS LLC
September 20, 2004 - January 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2000 - February 27, 2004
CITIGROUP GLOBAL MARKETS INC.
April 4, 1994 - November 28, 2001
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DZ FINANCIAL MARKETS LLC
CRD#: 47098 / SEC#: , 8-51687
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK FRANKFURT AM MAIN (DZ BANK AG) | SHAREHOLDER | |
| ENGLERT, CHRISTIAN | DIRECTOR - BOARD MEMBER | 7938811 |
| KATTAN, EMILE | CHIEF COMPLIANCE OFFICER | 5080805 |
| KWAN, SAUPING | FINOP | 2314707 |
| MCCANN, NORAH ELIZABETH MS | DIRECTOR | 5081651 |
| ORTOLF, HELMUT PIUS | DIRECTOR - BOARD MEMBER | |
| SUMMERER, GERHARD JR | PRESIDENT | 2662173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
