Philip A. Hodge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Anthony Hodge, who also goes by Phil A. Hodge, Phil Hodge, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1973. Philip had worked at 18 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - April 4, 2013
MICHIGAN INVESTMENT ADVISORS, LLC
February 5, 2002 - October 5, 2005
BROADSTONE SECURITIES
October 19, 2001 - January 23, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 13, 2000 - October 2, 2001
USALLIANZ SECURITIES, INC.
May 17, 1998 - November 14, 2000
VERAVEST INVESTMENTS, INC.
April 21, 1998 - May 1, 1998
NATCITY INVESTMENTS, INC.
August 29, 1996 - May 1, 1998
NATCITY INSURANCE SERVICES, INC.
March 28, 1996 - August 7, 1996
WINGSPAN INVESTMENT SERVICES
November 30, 1995 - March 21, 1996
ESSEX NATIONAL SECURITIES, LLC
November 4, 1993 - March 4, 1994
SIGMA FINANCIAL CORPORATION
June 25, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
July 17, 1992 - October 29, 1992
MSI FINANCIAL SERVICES, INC.
July 7, 1992 - October 29, 1992
METROPOLITAN LIFE INSURANCE COMPANY
March 7, 1991 - December 31, 1991
WOODBURY FINANCIAL SERVICES, INC.
March 10, 1987 - December 31, 1988
MUTUAL SERVICE CORPORATION
January 23, 1985 - June 7, 1985
FIRST OF MICHIGAN CORPORATION
April 22, 1980 - August 25, 1981
GREEN HILL FINANCIAL SERVICE CORPORATION
October 28, 1976 - November 13, 1978
LUTHERAN BROTHERHOOD SECURITIES CORP.
May 11, 1976 - December 17, 1976
METROPOLITAN LIFE INSURANCE COMPANY
January 23, 1973 - April 29, 1976
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/18/1973
Registered Representative ExaminationCurrent Firm
MICHIGAN INVESTMENT ADVISORS, LLC
CRD#: 143056 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
