Brian J. Duffy
Professional summary
Brian Joseph Duffy, who also goes by Brian J Duffy, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Duffy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2026 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 1301 S. Harrison, Fort Wayne, IN 46802May 13, 2024 - February 24, 2026
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 14, 2020 - February 9, 2024
SEALY INVESTMENT SECURITIES, LLC
December 18, 2019 - May 8, 2020
SELECT CAPITAL CORPORATION
January 3, 2019 - December 12, 2019
S2K FINANCIAL LLC
June 6, 2011 - October 18, 2018
STIRA CAPITAL MARKETS GROUP, LLC
November 1, 2010 - May 9, 2011
PARK AVENUE SECURITIES LLC
October 5, 2004 - October 1, 2010
EQUITABLE DISTRIBUTORS, LLC
November 20, 1995 - October 4, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
December 9, 1994 - May 16, 1995
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2026)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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