Scott J. Clements
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott J Clements, AIF®, who also goes by Scott Jon Clements, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - November 14, 2025
FOUNTAINHEAD ADVISORS
December 22, 2010 - November 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 2010 - November 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2010 - June 5, 2010
INVESCO ADVISERS, INC.
August 7, 2009 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
July 21, 2009 - June 5, 2010
INVESCO DISTRIBUTORS, INC.
January 2, 2009 - May 19, 2009
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
November 12, 2008 - June 1, 2009
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 2, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
April 20, 2006 - March 22, 2007
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
November 30, 2005 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
November 30, 2005 - March 22, 2007
AMUNDI DISTRIBUTOR US, INC.
August 3, 2005 - January 9, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
March 20, 2002 - November 17, 2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
April 6, 1999 - March 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 1994 - June 6, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FOUNTAINHEAD ADVISORS
CRD#: 156185 / SEC#: 801-79472
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUNTAINHEAD ADVISORS
CRD#: 156185 / SEC#: 801-79472
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,733 |
| AUM (Assets Under Management) | $ 1,019,956,144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
