Valdemar C. Keckin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valdemar Christian Keckin, who also goes by Val C Keckin, was a registered financial professional .
Valdemar is a previously registered financial professional and started their career in finance in 2002. Valdemar had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2021 - November 25, 2022
LAUREL WEALTH ADVISORS, INC.
December 17, 2013 - December 31, 2020
LAUREL WEALTH ADVISORS, INC.
October 19, 2009 - December 13, 2013
WEDBUSH SECURITIES INC.
October 16, 2009 - December 13, 2013
WEDBUSH SECURITIES INC.
August 28, 2009 - October 7, 2009
OSAIC FA, INC.
August 28, 2009 - October 7, 2009
OSAIC FA, INC.
January 1, 2008 - August 28, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - August 28, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 17, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
September 16, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
July 18, 2002 - June 19, 2003
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAUREL WEALTH ADVISORS, INC.
CRD#: 157139 / SEC#: 801-72334
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,198 |
| AUM (Assets Under Management) | $ 2,383,239,170 |
Red Flags
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