Todd F. Gregory
Professional summary
Todd Franklin Gregory is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Springfield, Missouri.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Todd has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Franklin Gregory's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2019 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 3705 E Battlefield St, Springfield, MO 65809October 1, 2014 - September 9, 2019
D.H. HILL ADVISORS, INC.
July 23, 2014 - December 31, 2016
D.H. HILL SECURITIES, LLLP
October 27, 2011 - July 23, 2014
MONTICELLO INVESTMENT SERVICES, INC.
October 26, 2011 - July 23, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
January 20, 2010 - October 27, 2011
KALOS CAPITAL, INC.
July 23, 2009 - October 27, 2011
KALOS MANAGEMENT
April 29, 2008 - June 2, 2009
SUTTERFIELD FINANCIAL GROUP, INC.
February 5, 2008 - March 12, 2008
SILVER OAK SECURITIES, INCORPORATED
July 16, 2007 - February 4, 2008
SILVER OAK SECURITIES, INCORPORATED
July 17, 1997 - April 16, 2003
AMERITAS INVESTMENT COMPANY, LLC
April 18, 1995 - April 16, 2003
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2019)
Exams
Series 62
Date: 1/30/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Springfield, MO 65809TRUST BUT VERIFY
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