Donna L. Wholf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna L. Wholf, who also goes by Donna L. May, Donna L Wholf, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1994. Donna had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2013 - December 31, 2013
WRP INVESTMENTS, INC.
April 15, 2011 - October 31, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - April 11, 2011
MORGAN STANLEY
June 1, 2009 - April 11, 2011
MORGAN STANLEY
December 7, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 19, 1994 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 19, 1994 - August 25, 1994
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/25/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
