John R. Dismuke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Dismuke was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2009 - December 31, 2017
SHAW GROUP LLC
August 18, 2004 - December 31, 2008
SHAW GROUP LLC
April 5, 2004 - June 1, 2006
OSAIC WEALTH, INC.
January 28, 2004 - February 18, 2004
HARRISDIRECT LLC
December 10, 2001 - July 31, 2002
VOYA FINANCIAL ADVISORS, INC.
July 1, 1999 - October 13, 2000
WELLS FARGO SECURITIES, LLC
February 20, 1998 - July 1, 1999
FIRST SECURITY CAPITAL MARKETS, INC.
November 28, 1997 - January 21, 1998
FIRST SECURITY INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SHAW GROUP LLC
CRD#: 130670 / SEC#:
Contact information
Red Flags
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