Lori L. Chittenden

BUCKLEY WEALTH MANAGEMENT

Las Vegas, NV 89135-5001

Some features on this profile are disabled

CRD#: 2473288

Professional summary

Lori Lynn Chittenden, CFP®, who also goes by Lori Chittenden, Lori Lynn Stecovich, is a registered financial advisor currently at BUCKLEY WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lori has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori Chittenden | Lori Lynn Stecovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stecovich Family Properties, LLC - 14-862 State Route, Montpelier, OH 43543 - A family farming operation - General Partner - May 2006 - Less than 1hr/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Lynn Chittenden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 28, 2017 - Present

BUCKLEY WEALTH MANAGEMENT, LLC

Office #1: 10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001

RIA

CRD#: 285823

Las Vegas, NV

Past

January 21, 2014 - February 23, 2017

MORGAN STANLEY

RIA

CRD#: 149777

LAS VEGAS, NV

Past

January 2, 2014 - February 23, 2017

MORGAN STANLEY

CRD#: 149777

LAS VEGAS, NV

Past

August 3, 2011 - July 26, 2012

MORGAN STANLEY

RIA

CRD#: 149777

LAS VEGAS, NV

Past

August 3, 2011 - July 26, 2012

MORGAN STANLEY

CRD#: 149777

LAS VEGAS, NV

Past

February 2, 2010 - April 30, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RAPID CITY, SD

Past

June 4, 2009 - April 30, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RAPID CITY, SD

Past

January 5, 2004 - August 9, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 2, 1999 - August 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ABILENE, TX

Past

July 30, 1999 - August 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 16, 1998 - July 9, 1999

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 14, 1997 - August 3, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 18, 1995 - December 2, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 10, 1995 - September 29, 1995

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 7, 1994 - December 31, 1994

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKLEY WEALTH MANAGEMENT, LLC

BUCKLEY WEALTH MANAGEMENT, LLC | BWM, LLC

CRD#: 285823 / SEC#: 801-109016

RIA

Registered Investment Advisory firm - (2/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(2/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2009

General Securities Representative Examination

Current Firm

BUCKLEY WEALTH MANAGEMENT, LLC

BUCKLEY WEALTH MANAGEMENT, LLC | BWM, LLC

CRD#: 285823 / SEC#: 801-109016

RIA

Registered Investment Advisory firm - (2/17/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001

Mailing Address

Phone number

(702) 805-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 583,151,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Las Vegas, NV

Kenneth Young

TRANSAMERICA FINANCIAL ADVISORS, LLC

IAR

Las Vegas, NV

Jodie Cohen-potter

LPL FINANCIAL LLC

IAR

LAS VEGAS, NV

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lori L. Chittenden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Lynn Chittenden's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

LPL FINANCIAL LLC

ROBERT THOMAS SECURITIES, INC

Primary Firm SEC Registration

BUCKLEY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2010

Series 65

Date: 5/4/1996

Series 63

Date: 6/27/1994

SIE

Date: 2/23/2017

Series 7

Date: 6/3/2009

Current Firm

BUCKLEY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUCKLEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors