Frederick B. Hodapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Bernard Hodapp was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1974. Frederick had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2018 - February 24, 2020
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
June 1, 2005 - January 18, 2019
CAPACUITY SECURITIES, INC.
May 3, 1999 - May 24, 2005
PARK AVENUE SECURITIES LLC
November 1, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
December 6, 1990 - November 6, 1995
CAPACUITY SECURITIES, INC.
July 18, 1984 - April 25, 1989
INVESTACORP, INC.
April 13, 1982 - July 30, 1984
JOHN HANCOCK DISTRIBUTORS LLC
November 3, 1976 - July 30, 1984
CONSECO FINANCIAL SERVICES, INC.
July 1, 1974 - November 27, 1976
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/24/1974
Registered Representative ExaminationCurrent Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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