Michael S. Newhouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Newhouse, who also goes by Mike Newhouse, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2014 - September 20, 2018
MOSS ADAMS SECURITIES & INSURANCE LLC
March 21, 2014 - September 14, 2021
HEXAGON CAPITAL ALLIANCE LLC
July 15, 2013 - September 4, 2013
PIPER SANDLER & CO.
October 21, 2010 - August 2, 2013
INVESCO MANAGED ACCOUNTS, LLC
January 5, 2000 - October 21, 2010
SEATTLE-NORTHWEST SECURITIES CORPORATION
January 8, 1997 - July 17, 2013
SEATTLE-NORTHWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MOSS ADAMS SECURITIES & INSURANCE LLC
CRD#: 114950 / SEC#: , 8-53450
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
