David K. Martin

MB GEN WEALTH

Spokane, WA 99201-6021

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CRD#: 2472822

Professional summary

David Kohl Martin, who also goes by David Martin, is a registered financial advisor currently at MB GEN WEALTH located in Spokane, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Echelon Capital, LLC; investment-related; Seattle, WA; a private fund investment adviser; General Partner; makes no investment decisions and does not raise capital for the fund; 10/16/2006; 1 hour per month, none during securities trading hours; Facilitate affiliated clients needs by directing them to Receiver. MB Gen Wealth and Echelon Capital, LLC are not affiliated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kohl Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2023 - Present

MB GEN WEALTH

Office #1: 111 S. Post Street Suite 2250, Spokane, WA 99201-6021

RIA

CRD#: 327967

Spokane, WA

Past

April 25, 2016 - October 2, 2023

MERRIMAN

RIA

CRD#: 166580

Spokane, WA

Past

June 3, 2008 - April 4, 2016

SUMMIT CAPITAL MANAGEMENT LLC

RIA

CRD#: 106812

SPOKANE, WA

Past

February 15, 2006 - June 3, 2008

SUMMIT CAPITAL STRATEGIES, LLC

RIA

CRD#: 137829

SPOKANE, WA

Past

February 15, 2006 - January 4, 2021

NELSON SECURITIES,INC.

CRD#: 14377

SPOKANE, WA

Past

April 23, 2004 - February 24, 2006

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SPOKANE, WA

Past

April 23, 2004 - February 24, 2006

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SPOKANE, WA

Past

July 26, 2000 - May 12, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SPOKANE, WA

Past

June 9, 2000 - May 12, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 22, 1998 - June 20, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 12, 1995 - June 16, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MB GEN WEALTH

MB GEN WEALTH | MB GENERATIONAL WEALTH, LLC | MB GENERATIONAL WEALTH ADVISORS

CRD#: 327967 / SEC#: 801-128683

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(9/14/2023)

IAR

Idaho
(9/8/2023)

IAR

Louisiana
(9/12/2023)

IAR

Texas
(9/7/2023)

IAR

Washington
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/30/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/28/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

MB GEN WEALTH

MB GEN WEALTH | MB GENERATIONAL WEALTH, LLC | MB GENERATIONAL WEALTH ADVISORS

CRD#: 327967 / SEC#: 801-128683

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

111 S. Post Street Suite 2250, Spokane, WA 99201-6021

Mailing Address

Phone number

(509) 703-5715

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MB GENERATIONAL WEALTH ADV PART 2A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	392
AUM (Assets Under Management)	$ 333,803,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David K. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kohl Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRIMAN

SUMMIT CAPITAL MANAGEMENT LLC

SUMMIT CAPITAL STRATEGIES, LLC

NELSON SECURITIES,INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MB GEN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/1995

Series 63

Date: 1/27/1995

SIE

Date: 10/1/2018

Series 7

Date: 1/11/1995

Series 10

Date: 4/30/2005

Series 9

Date: 4/28/2005

Current Firm

MB GEN WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MB GEN WEALTH

TRUST BUT VERIFY

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