Leighann K. Arthur

GUTIERREZ WEALTH ADVISORY

Little Rock, AR 72211

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CRD#: 2472805

Professional summary

Leighann Kirtley Arthur, who also goes by T Leighann Arthur, Traci Leighann Arthur, Traci Kirtley, Leighann Kirtley Lunday, is a registered financial advisor currently at GUTIERREZ WEALTH ADVISORY, LLC located in Little Rock, Arkansas.

Leighann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Leighann has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

T Leighann Arthur | Traci Leighann Arthur | Traci Kirtley | Leighann Kirtley Lunday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Gutierrez Wealth Advisory; Investment related - Yes; Address - 10801 Executive Center Drive, Suite 103, Little Rock AR 72211 ; Investment Advisory Services; Director of Client Relations; start date - 10/2022; number of hours- 40+; securities trading hours - 40+; Provide wealth management services for retail and retirement clients. 2) Purshe Kaplan Sterling Investments; investment related; Albany, NY; Broker-Dealer; Brokerage firm; Registered Representative; 10/2022; number of hours 40+; during securities trading hours 40+; Registered Representative/Broker.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leighann Kirtley Arthur's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2023 - Present

GUTIERREZ WEALTH ADVISORY, LLC

Office #1: 10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211

RIA

CRD#: 319481

Little Rock, AR

Past

October 25, 2022 - February 27, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Little Rock, AR

Past

September 30, 1997 - November 8, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LITTLE ROCK, AR

Past

January 3, 1995 - November 8, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUTIERREZ WEALTH ADVISORY, LLC

CRD#: 319481 / SEC#: 801-126693

RIA

Registered Investment Advisory firm - (10/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1994

General Securities Representative Examination

Current Firm

GUTIERREZ WEALTH ADVISORY, LLC

CRD#: 319481 / SEC#: 801-126693

RIA

Registered Investment Advisory firm - (10/3/2022 Approved)

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Contact information

Main Address

10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211

Mailing Address

Phone number

(501) 451-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE PART 2A (11/11/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 280,347,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leighann K. Arthur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leighann Kirtley Arthur's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GUTIERREZ WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1997

Series 63

Date: 8/28/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1994

Current Firm

GUTIERREZ WEALTH ADVISORY, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUTIERREZ WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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