Marilyn E. Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Elizabeth Beck, who also goes by Marilyn E Chenot, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1994. Marilyn had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - November 22, 2019
RUBINBROWN ADVISORS LLC
March 21, 2012 - April 27, 2018
RUBINBROWN BROKERAGE SERVICES, L.L.C.
September 28, 2004 - June 24, 2010
LPL FINANCIAL LLC
April 5, 2002 - December 19, 2003
VERAVEST INVESTMENTS, INC.
June 30, 1997 - September 21, 2001
WALNUT STREET SECURITIES, INC.
September 1, 1995 - December 31, 1995
GUARANTY BROKERAGE SERVICES, INC.
April 7, 1994 - September 13, 1995
IAC SECURITIES, INC.
Primary Firm SEC Registration
RUBINBROWN ADVISORS LLC
CRD#: 116909 / SEC#: 801-62021
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUBINBROWN ADVISORS LLC
CRD#: 116909 / SEC#: 801-62021
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,918 |
| AUM (Assets Under Management) | $ 3,268,176,113 |
Red Flags
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