John G. Lally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gunther Lally was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2014 - November 11, 2015
SIEBERT INVESTMENT ADVISORS, INC.
April 1, 2014 - June 10, 2014
SIEBERT INVESTMENT ADVISORS, INC.
March 19, 1996 - March 17, 2017
MURIEL SIEBERT & CO., LLC
January 24, 1995 - March 19, 1996
JW GENESIS CLEARING CORP.
April 27, 1994 - December 31, 1994
GMS GROUP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/12/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 12/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIEBERT INVESTMENT ADVISORS, INC.
CRD#: 169231 / SEC#: 801-81100
Contact information
Red Flags
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