Cindy L. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cindy Lynn Clark, who also goes by Cindy Lynn Belto, was a registered financial professional .
Cindy is a previously registered financial professional and started their career in finance in 1994. Cindy had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2019 - November 11, 2020
VICTORY CAPITAL SERVICES, INC.
January 8, 2018 - July 3, 2019
USAA INVESTMENT SERVICES COMPANY
January 2, 2009 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 10, 2007 - July 1, 2019
USAA FINANCIAL ADVISORS, INC.
February 26, 2004 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
September 27, 2002 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
February 8, 2000 - September 25, 2001
FROST BROKERAGE SERVICES, INC.
November 2, 1998 - December 13, 1999
CITIGROUP GLOBAL MARKETS INC.
August 31, 1994 - November 19, 1998
INVESTMENT PROFESSIONALS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
