Steven A. Jennings
Professional summary
Steven Andrew Jennings is a registered financial advisor currently at EVERGREEN RIA, LLC located in Rutland, Vermont and D.H. HILL SECURITIES, LLLP located in Kingwood, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Andrew Jennings's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2023 - Present
EVERGREEN RIA, LLC
February 7, 2023 - Present
D.H. HILL SECURITIES, LLLP
Office #1: 1543 Green Oak Place, Suite 100, Kingwood, TX 77339February 11, 2009 - August 15, 2012
B. RILEY WEALTH ADVISORS, INC.
January 20, 2009 - July 22, 2022
NATIONAL SECURITIES CORPORATION
March 1, 2007 - January 23, 2009
GUNNALLEN FINANCIAL, INC
March 1, 2007 - January 23, 2009
GUNNALLEN FINANCIAL, INC
March 16, 2005 - October 3, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 5, 2004 - October 3, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 19, 1994 - November 9, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2023)
(3/17/2023)
(2/27/2023)
(2/23/2023)
(2/24/2023)
Exams
FINRA
Current Firm
EVERGREEN RIA, LLC
CRD#: 324526 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 3,500,000 |
Red Flags
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