William E. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Carson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2013 - May 26, 2014
CARSON CAPITAL MANAGEMENT LLC
September 23, 1999 - January 19, 2000
STANFORD GROUP COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
CARSON CAPITAL MANAGEMENT LLC
CRD#: 146211 / SEC#:
Contact information
Red Flags
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