Elise S. Rosenberg
Professional summary
Elise Sara Rosenberg is a registered financial professional currently at BCW SECURITIES LLC located in Westport, Connecticut.
Elise is registered as a RR (Registered Representative) and started their career in finance in 1994. Elise has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elise Sara Rosenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2024 - Present
BCW SECURITIES LLC
Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880December 24, 2013 - April 1, 2020
BARCLAYS CAPITAL INC.
October 1, 2008 - December 16, 2008
J.P. MORGAN SECURITIES LLC
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 5, 1999 - June 2, 2008
J.P. MORGAN SECURITIES LLC
May 24, 1994 - July 1, 1997
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(5/8/2025)
Exams
Series 7TO
Date: 1/29/2024
General Securities Representative ExaminationFINRA
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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Company Information
BCW SECURITIES LLC
CRD#: 144930Westport, CT 06880TRUST BUT VERIFY
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