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Michael Eric Hochfelder

CRD# 247220·Registered 1974 - 1986
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Eric Hochfelder was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1974 - 1986. Michael had worked at 5 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

CARDELL & ASSOCIATES, INCORPORATED·CRD# 7700
BD
April 2, 1985 - October 22, 1986
NEW ENGLAND SECURITIES·CRD# 615
BD
March 19, 1984 - December 18, 1984
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
May 12, 1978 - July 2, 1984
ROSE & COMPANY INVESTMENT BROKERS, INC.·CRD# 6132
BD
July 25, 1975 - February 10, 1977
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
April 23, 1974 - September 14, 1975

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Current Firm

C&
CARDELL & ASSOCIATES, INCORPORATED

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700 / SEC#: 8-22878
BD
Expelled by FINRA on 01/15/1987

Contact Information

Established

New Jersey since 05/12/1978

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Apr 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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