Gary A. Hoch
Professional summary
Gary Allen Hoch is a registered financial professional currently at GARY HOCH AGENCY, INC. located in Buffalo, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1968. Gary has worked at 4 firms and has passed the Series 7TO, Series 99TO, SIE, Series 1, Series 24, Series 14 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Allen Hoch's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 1980 - Present
GARY HOCH AGENCY, INC.
Office #1: 2645 Elmwood Ave., Buffalo, NY 14217July 21, 1976 - July 6, 1980
ILICOB SALES CORPORATION
February 22, 1974 - August 14, 1976
CUSHING CAPITAL CORPORATION
July 26, 1968 - June 12, 1974
CUSHING PLACE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 1/12/1966
Registered Representative ExaminationSeries 00
Date: 7/10/1968
General Securities Principal ExaminationFINRA
Current Firm
GARY HOCH AGENCY, INC.
CRD#: 8062 / SEC#: , 8-24582
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOCH, GARY ALLEN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 247193 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GARY HOCH AGENCY, INC.
CRD#: 8062Buffalo, NY 14217TRUST BUT VERIFY
Monitor Gary Hoch
Get automatic monthly alerts on:
