Paul A. Peduto
Professional summary
Paul Anthony Peduto, who also goes by Paul Anthony Peduto Jr, Paul Peduto, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 9 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 4, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Anthony Peduto's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2026 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119August 10, 2022 - January 7, 2026
BARCLAYS CAPITAL INC.
December 13, 2016 - July 28, 2022
MACQUARIE CAPITAL (USA) INC.
March 11, 2010 - June 10, 2016
BNP PARIBAS SECURITIES CORP.
February 28, 2007 - February 2, 2010
FORTIS SECURITIES LLC
May 1, 2001 - February 26, 2007
J.P. MORGAN SECURITIES INC.
April 25, 2000 - May 1, 2001
JPMSI
April 3, 1996 - March 29, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 14, 1994 - March 21, 1996
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2026)
(3/11/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/11/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 7/24/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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