Jerry Nightingale

NIGHTINGALE FINANCIAL ADVISORY

Fremont, CA

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CRD#: 2471586

Professional summary

Jerry Nightingale is a registered financial advisor currently at NIGHTINGALE FINANCIAL ADVISORY located in Fremont, California.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jerry has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Nightingale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2017 - Present

NIGHTINGALE FINANCIAL ADVISORY

RIA

CRD#: 137496

Fremont, CA

Past

August 8, 2002 - December 31, 2005

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

April 18, 1996 - August 16, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 11, 1994 - April 19, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/1999

General Securities Principal Examination

Current Firm

NIGHTINGALE FINANCIAL ADVISORY

NIGHTINGALE FINANCIAL ADVISORY | NIGHTINGALE, JERRY

CRD#: 137496 / SEC#: 801-66807

RIA

Registered Investment Advisory firm - (8/6/2012 Terminated)

California

Registered Investment Advisory firm - (7/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fremont, CA

Mailing Address

Phone number

(650) 269-2937

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 36,936,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerry Nightingale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Nightingale's CRS (Customer Relationship Summary).

Certified licenses

Experience

NIGHTINGALE FINANCIAL ADVISORY

TRIAD ADVISORS LLC

OSAIC WEALTH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/1994

Series 63

Date: 6/3/1994

Series 7

Date: 5/10/1994

Series 24

Date: 12/14/1999

Current Firm

NIGHTINGALE FINANCIAL ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NIGHTINGALE FINANCIAL ADVISORY

TRUST BUT VERIFY

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