David S. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Saul Greenberg was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2025 - February 25, 2026
FDX CAPITAL LLC
June 15, 2021 - August 21, 2024
OLDEN LANE SECURITIES, LLC
March 3, 2020 - October 26, 2020
CHATHAM FINANCIAL SECURITIES LLC
January 31, 2018 - December 20, 2019
AUSTIN ATLANTIC CAPITAL INC.
January 4, 2016 - February 2, 2018
INTE SECURITIES LLC
June 16, 2003 - February 23, 2011
DEUTSCHE BANK SECURITIES INC.
May 1, 2001 - June 13, 2003
J.P. MORGAN SECURITIES INC.
September 15, 2000 - May 1, 2001
JPMSI
April 15, 1998 - September 18, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
January 29, 1996 - April 15, 1996
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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