David S. Greenberg

FDX CAPITAL LLC

New York, NY 10022

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CRD#: 2471532

Professional summary

David Saul Greenberg is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Saul Greenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2025 - Present

FDX CAPITAL LLC

Office #1: 515 Madison Avenue 24th Floor, New York, NY, 10022

CRD#: 119302

New York, NY

Past

June 15, 2021 - August 21, 2024

OLDEN LANE SECURITIES, LLC

CRD#: 173847

BRIDGEWATER, NJ

Past

March 3, 2020 - October 26, 2020

CHATHAM FINANCIAL SECURITIES LLC

CRD#: 118818

NEW YORK, NY

Past

January 31, 2018 - December 20, 2019

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

CORAL GABLES, FL

Past

January 4, 2016 - February 2, 2018

INTE SECURITIES LLC

CRD#: 47107

BOCA RATON, FL

Past

June 16, 2003 - February 23, 2011

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 1, 2001 - June 13, 2003

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

September 15, 2000 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

April 15, 1998 - September 18, 2000

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

January 29, 1996 - April 15, 1996

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/4/2025)

New Jersey
(8/4/2025)

New York
(8/4/2025)

Exams

State Security Law Exam

Series 63

Date: 2/15/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/20/2012

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FDX CAPITAL LLC

DOUGLAS FINANCIAL LLC | FDX CAPITAL LLC

CRD#: 119302 / SEC#: , 8-65170

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

515 Madison Avenue 24th Floor, New York, NY, 10022

Mailing Address

515 Madison Avenue 24th Floor, New York, NY, 10022

Phone number

(888) 814-8180

Established

New Jersey since 10/10/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JAMES ALPHA HOLDINGS, LLC	MANAGING MEMBER
GREENE, KEVIN ROBERT	CEO	1295699
MONTAGUE, MICHAEL	OPERATIONS OFFICER	5121305
PREVEZA, DOUGLAS JOHN	CHIEF COMPLIANCE OFFICER	2692333
SMITH, ELIZABETH ANNE	FINOP/PRINCIPAL FINANCIAL OFFICER	1960549

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David S. Greenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Saul Greenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLDEN LANE SECURITIES, LLC

CHATHAM FINANCIAL SECURITIES LLC

AUSTIN ATLANTIC CAPITAL INC.

INTE SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES INC.

JPMSI

CREDIT AGRICOLE SECURITIES (USA) INC.

BARCLAYS CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/31/2015

Series 3

Date: 6/20/2012

Series 24

Date: 12/9/2005

FINRA

Current Firm

FDX CAPITAL LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FDX CAPITAL LLC

TRUST BUT VERIFY

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