Gregory E. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Edward Jones was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - January 3, 2020
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 6, 2010 - July 6, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 2, 2008 - December 19, 2008
TEACHERS PERSONAL INVESTORS SERVICES, INC.
August 11, 2004 - December 19, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 5, 2001 - July 22, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 19, 1997 - January 29, 2001
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 17, 1996 - July 2, 1997
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
October 4, 1994 - June 21, 1995
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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