Jennie Monroe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennie Monroe, who also goes by Jennie Margaret Buller, Jennie Buller, Jennie M Mccaffrey, Jennie Margaret Mccaffrey, Jennie Mccaffrey-buller, Jennie M Monroe, Jennie Margaret Monroe, was a registered financial professional .
Jennie is a previously registered financial professional and started their career in finance in 2002. Jennie had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2015 - January 5, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
November 7, 2013 - May 1, 2014
CHANNEL ISLANDS GROUP
August 8, 2013 - December 4, 2013
LPL FINANCIAL LLC
August 8, 2013 - December 4, 2013
LPL FINANCIAL LLC
June 9, 2008 - February 2, 2012
WELLS FARGO CLEARING SERVICES, LLC
June 6, 2008 - February 2, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 2, 2004 - June 26, 2008
CITIGROUP GLOBAL MARKETS INC.
September 2, 2004 - June 26, 2008
CITIGROUP GLOBAL MARKETS INC.
August 27, 2002 - August 26, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
