Michael J. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Delaney was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 8 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2012 - March 18, 2014
BLACKBOOK CAPITAL, LLC
September 10, 2012 - October 18, 2012
AEGIS CAPITAL CORP.
March 29, 2012 - August 14, 2012
BLACKBOOK CAPITAL, LLC
February 13, 2012 - August 9, 2012
WESTOR CAPITAL GROUP, INC.
May 11, 2009 - November 17, 2011
FIRST MIDWEST SECURITIES, INC.
November 14, 2008 - December 15, 2008
CLARK DODGE & CO., INC.
July 3, 2008 - December 10, 2008
FIRST MIDWEST SECURITIES, INC.
September 8, 2006 - June 30, 2008
BASIC INVESTORS INC.
October 22, 1998 - December 22, 2000
MORGAN, TAYLOR & ASSOCIATES, INC.
March 16, 1998 - October 21, 1998
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/6/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
