Noble K. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noble Koehler Thomas, who also goes by Toby Thomas, was a registered financial professional .
Noble is a previously registered financial professional and started their career in finance in 1994. Noble had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2012 - April 7, 2015
FINANCIAL GOAL PLANNING OF OKLAHOMA
July 23, 2009 - December 15, 2009
FINANCIAL GOAL PLANNING OF OKLAHOMA
June 24, 1997 - October 24, 1997
AVANTAX INVESTMENT SERVICES, INC.
July 6, 1994 - August 29, 1995
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL GOAL PLANNING OF OKLAHOMA
CRD#: 126301 / SEC#:
Contact information
Red Flags
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