Darrell S. Roberts

AMERICAN WEALTH ADVISORS

JOHNS CREEK, GA 30097

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CRD#: 2471302

Professional summary

Darrell Stephen Roberts is a registered financial advisor currently at AMERICAN WEALTH ADVISORS, LLC located in Johns Creek, Georgia.

Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Darrell has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell Stephen Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2008 - Present

AMERICAN WEALTH ADVISORS, LLC

Office #1: 10475 Medlock Bridge Road Ivy Falls Building 100 St 18, Johns Creek, GA 30097

RIA

CRD#: 145791

JOHNS CREEK, GA

Past

October 19, 2006 - September 25, 2007

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

March 31, 2006 - September 25, 2007

E*TRADE SECURITIES LLC

CRD#: 29106

ATLANTA, GA

Past

August 5, 2005 - October 28, 2005

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

NEW YORK, NY

Past

July 28, 2004 - October 28, 2005

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

March 26, 2003 - July 19, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALPHARETTA, GA

Past

March 21, 2002 - July 19, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 5, 1994 - January 18, 2002

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/20/2009)

IAR

Georgia
(1/11/2008)

IAR

Massachusetts
(8/20/2009)

IAR

Texas
(4/16/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/1997

General Securities Principal Examination

Current Firm

AMERICAN WEALTH ADVISORS, LLC

CRD#: 145791 / SEC#:

Florida

Registered Investment Advisory firm - (10/20/2009 Approved)

Georgia

Registered Investment Advisory firm - (1/11/2008 Approved)

Massachusetts

Registered Investment Advisory firm - (8/20/2009 Approved)

New York

Registered Investment Advisory firm - (8/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10475 Medlock Bridge Road Ivy Falls Bld 100 St 18, Johns Creek, GA 30097

Mailing Address

Phone number

(770) 814-7236

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	315
AUM (Assets Under Management)	$ 105,981,984

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Darrell S. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell Stephen Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN WEALTH ADVISORS, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/1994

Series 7

Date: 4/18/1994

Series 24

Date: 2/21/1997

Current Firm

AMERICAN WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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