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Paul Jerome House Iii

CRD# 2471155·Registered 1996 - 2000
Barred: Paul Jerome House III was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Jerome House III, who also goes by III Paul Jerome House, Paul Jerome House, Paul House, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1996 - 2000. Paul had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Iii Paul Jerome House, Paul Jerome House, Paul House

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

EQUITAS AMERICA, LLC·CRD# 39806
BD
Farmington Hills, MI
February 19, 1999 - May 16, 2000
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
December 11, 1998 - February 15, 1999
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
March 1, 1996 - December 23, 1998
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
January 22, 1996 - March 14, 1996

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Current Firm

EA
EQUITAS AMERICA, LLC

EQUITAS AMERICA, L.L.C. | EQUITAS AMERICA, LLC

CRD#: 39806 / SEC#: 8-48840
BD
Terminated by SEC on 02/08/2011

Contact Information

Established

Delaware since 10/20/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EQUITAS PATRONAGE PARTNERSHIPGENERAL PARTNERSHIP—
EQUITAS AMERICA HOLDING COMPANY, INC.OWNER—
HEMKER, BRIAN BERNARDCHIEF COMPLIANCE OFFICER3096346
HEMKER, BRIAN BERNARDCEO AND CFO3096346

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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