Marta F. Von Loewenfeldt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marta F Von Loewenfeldt, who also goes by Marta Frances Homer, Marta Frances Von Loewenfeldt, Marta Frances Vonloewenfeldt, was a registered financial professional .
Marta is a previously registered financial professional and started their career in finance in 2002. Marta had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2008 - November 14, 2016
CHARLES RIVER BROKERAGE, LLC
January 12, 2004 - August 11, 2006
CORRESPONDENT SERVICES CORPORATION
January 12, 2004 - November 21, 2006
NATIONAL FINANCIAL SERVICES LLC
January 12, 2004 - November 21, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
January 12, 2004 - November 21, 2006
FIDELITY DISTRIBUTORS CORPORATION
January 12, 2004 - November 21, 2006
FIDELITY BROKERAGE SERVICES LLC
September 23, 2002 - September 23, 2003
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLES RIVER BROKERAGE, LLC
CRD#: 132267 / SEC#: , 8-66578
Contact information
FINRA licenses (18 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
