David A. D'alessandro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Anthony D'alessandro, who also goes by David D'alessandro, David Anthony Dalessandro, David Dalessandro, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - August 31, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
February 11, 2015 - August 31, 2015
ALLSTATE FINANCIAL SERVICES, LLC
March 26, 2013 - May 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2013 - May 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2006 - July 7, 2011
ALLSTATE FINANCIAL SERVICES, LLC
September 21, 2005 - January 13, 2006
ALLSTATE FINANCIAL SERVICES, LLC
February 28, 2003 - March 1, 2005
CHASE INVESTMENT SERVICES CORP.
August 5, 2002 - August 12, 2002
AMERIPRISE ADVISOR SERVICES, INC.
May 1, 2002 - July 17, 2002
WAMU INVESTMENTS, INC.
September 13, 1999 - May 1, 2002
DIME SECURITIES, INC.
November 17, 1997 - May 18, 1999
BNY MELLON SECURITIES CORPORATION
December 18, 1995 - March 21, 1996
KENSINGTON WELLS INCORPORATED
October 9, 1995 - December 5, 1995
STATE CAPITAL MARKETS CORPORATION
July 14, 1995 - September 29, 1995
FIRST ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
