Andrew S. Pargament
Professional summary
Andrew Scott Pargament is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 9 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Scott Pargament's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2015 - Present
BBVA SECURITIES INC.
Office #1: 375 9th Avenue 9th Floor, New York, NY 10001Office #2: 375 9th Avenue 9th Floor, New York, NY, 10001July 2, 2012 - June 24, 2014
VIRTU AMERICAS LLC
April 25, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
July 1, 2004 - February 2, 2010
ING FINANCIAL MARKETS LLC
January 6, 2003 - June 16, 2004
CREDIT AGRICOLE SECURITIES (USA) INC.
December 5, 2000 - January 19, 2001
CREDIT AGRICOLE SECURITIES (USA) INC.
August 5, 1998 - April 12, 2001
HSBC SECURITIES (USA) INC.
September 14, 1996 - February 18, 1998
NATWEST MARKETS SECURITIES INC.
August 29, 1995 - July 2, 1996
UBS FINANCIAL SERVICES INC.
July 26, 1994 - February 8, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2015)
(4/15/2015)
Exams
Series 52TO
Date: 11/14/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
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