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CB

Christopher E. Brewster

GGM FINANCIAL LLC
COLUMBUS, OH 43235
Some features on this profile are disabled
CRD#: 2470914
CB

Professional summary

Christopher Emerson Brewster, who also goes by Christopher E Brewster, Christopher Emerson Brewster, is a registered financial advisor currently at GGM FINANCIAL LLC located in Columbus, Ohio.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher E Brewster | Christopher Emerson Brewster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Emerson Brewster's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2023 - Present

GGM FINANCIAL LLC

Office #1: 2492 W Dublin Granville Rd., Columbus, OH 43235
RIA
CRD#: 327008
COLUMBUS, OH
Past

May 18, 2023 - October 2, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
COLUMBUS, OH
Past

January 20, 2011 - October 18, 2013

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
COLUMBUS, OH
Past

January 18, 2011 - October 18, 2013

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
COLUMBUS, OH
Past

June 1, 2009 - December 8, 2010

MORGAN STANLEY

RIA
CRD#: 149777
COLUMBUS, OH
Past

June 1, 2009 - December 8, 2010

MORGAN STANLEY

BD
CRD#: 149777
COLUMBUS, OH
Past

November 8, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
COLUMBUS, OH
Past

September 30, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
COLUMBUS, OH
Past

May 26, 1994 - September 20, 1994

BILTMORE SECURITIES, INC.

BD
CRD#: 25023
FT. LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GGM FINANCIAL LLC
GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA
Registered Investment Advisory firm - (8/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(9/29/2023)
IAR
Texas
(10/2/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/22/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/25/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 6/5/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/16/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/16/2000
General Securities Sales Supervisor - Options Module Examination

Current Firm

GF
GGM FINANCIAL LLC
GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA
Registered Investment Advisory firm - (8/31/2023 Approved)
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Contact information

Main Address
2492 W Dublin Granville Rd., Columbus, OH 43235
Mailing Address
Phone number
(614) 310-2400
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts816
AUM (Assets Under Management)$ 425,718,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GGM FINANCIAL LLC

CRD#: 327008Columbus, OH 43235

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