Jerome D. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Donald Fischer was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1998. Jerome had worked at 2 firms and has passed the Series 65 and Series 2 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2003 - June 4, 2013
FISCHER GROUP ASSET MANAGEMENT, LLC
November 12, 1998 - January 17, 2003
OSPREY PARTNERS INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/4/1996
Non-Member General Securities ExaminationCurrent Firm
FISCHER GROUP ASSET MANAGEMENT, LLC
CRD#: 127405 / SEC#:
Contact information
Red Flags
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