Kenneth J. Saluk
Professional summary
Kenneth Jason Saluk was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Kenneth had worked at 8 firms, which includes THE TRUMAN GROUP INC, CONTINENTAL BROKER-DEALER CORP., GUNNALLEN FINANCIAL INC, NEWBRIDGE SECURITIES CORPORATION, BISHOP ROSEN & CO. INC., INTERFIRST CAPITAL CORPORATION, GLOBAL CAPITAL SECURITIES CORPORATION, H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2004 - September 17, 2004
THE TRUMAN GROUP INC
May 23, 2003 - December 15, 2003
CONTINENTAL BROKER-DEALER CORP.
August 12, 2002 - May 19, 2003
GUNNALLEN FINANCIAL, INC
January 15, 2002 - September 11, 2002
NEWBRIDGE SECURITIES CORPORATION
February 23, 2001 - February 13, 2002
CONTINENTAL BROKER-DEALER CORP.
January 3, 2001 - March 12, 2001
BISHOP, ROSEN & CO., INC.
December 10, 1998 - January 8, 2001
INTERFIRST CAPITAL CORPORATION
October 28, 1998 - December 2, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
July 6, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
March 13, 1996 - February 20, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE TRUMAN GROUP INC
CRD#: 10764 / SEC#: , 8-28141
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HERITAGE GLOBAL LTD. | PARENT COMPANY | |
| FELDMAN, JACOB | PRESIDENT, CCO, GSP, FINOP, TREASURER, SECRETARY, DIRECTOR | 205901 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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