Robert J. Aiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Aiello was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2022 - June 26, 2024
TM CAPITAL LLC
December 15, 2005 - February 28, 2022
ICAPITAL MARKETS LLC
May 19, 1999 - January 16, 2001
PRUDENTIAL EQUITY GROUP, LLC
October 10, 1995 - April 6, 1999
PERSHING LLC
January 27, 1995 - October 20, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
TM CAPITAL LLC
CRD#: 27438 / SEC#: , 8-42193
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
