Lisa A. Macarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Ann Macarelli, who also goes by Lisa A Paine, Lisa Ann Paine, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2005. Lisa had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2019 - June 30, 2025
KOVACK SECURITIES INC.
April 29, 2016 - September 16, 2019
IFS SECURITIES
September 13, 2007 - May 9, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 14, 2005 - August 1, 2007
RAYMOND JAMES & ASSOCIATES, INC.
June 14, 2005 - October 17, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
