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KH

Kenneth Kisung Ho

CRD# 247043·Registered 1966 - 1998
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Kisung Ho, who also goes by Kisung Kenneth Ho, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1966 - 1998. Kenneth had worked at 7 firms and has passed the Series 63, PC and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kisung Kenneth Ho

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

KOREA ASSOCIATED SECURITIES INC.·CRD# 7526
BD
New York, NY
August 14, 1989 - May 18, 1998
BACHE HALSEY STUART INC.·CRD# 7238
BD
August 27, 1976 - September 16, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
February 27, 1976 - August 27, 1976
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
December 7, 1974 - June 30, 1989
BACHE & CO., INCORPORATED·CRD# 66
BD
July 15, 1974 - February 27, 1976
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
February 1, 1972 - September 9, 1974
THE THERMOPYLAE GROUP, INC.·CRD# 3059
BD
August 8, 1966 - February 24, 1972

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Current Firm

KA
KOREA ASSOCIATED SECURITIES INC.

KOREA ASSOCIATED SECURITIES INC.

CRD#: 7526 / SEC#: 8-21955
BD
Terminated by SEC on 11/02/1998

Contact Information

Established

New York since 06/01/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

PC — AMEX Put and Call Exam

Passed Jun 1977

Series 1 — Registered Representative Examination

Passed Aug 1966

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KH
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