Kenneth K. Ho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Kisung Ho, who also goes by Kisung Kenneth Ho, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1966. Kenneth had worked at 7 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1989 - May 18, 1998
KOREA ASSOCIATED SECURITIES INC.
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
December 7, 1974 - June 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
July 15, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
February 1, 1972 - September 9, 1974
1717 CAPITAL MANAGEMENT COMPANY
August 8, 1966 - February 24, 1972
THE THERMOPYLAE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 8/5/1966
Registered Representative ExaminationCurrent Firm
KOREA ASSOCIATED SECURITIES INC.
CRD#: 7526 / SEC#: , 8-21955
Contact information
Documents
Red Flags
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