Philip W. Cecil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Wayne Cecil was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1994. Philip had worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2008 - January 3, 2013
MCDONNELL INVESTMENT MANAGEMENT, LLC
December 7, 2007 - April 25, 2008
INVESCO DISTRIBUTORS, INC.
July 15, 2005 - December 7, 2007
AT INVESTOR SERVICES, INC.
May 14, 2001 - July 15, 2005
GPC SECURITIES, INC.
July 21, 1997 - May 2, 2001
WILLIAM BLAIR
April 5, 1994 - August 11, 1997
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MCDONNELL INVESTMENT MANAGEMENT, LLC
CRD#: 113878 / SEC#: 801-60399
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
