JL
Joseph Lagner
CITIZENS SECURITIES
Marshfield, MA 02050
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CRD#: 2470226
JL
Professional summary
Joseph Lagner, who also goes by Joe Lagner, Joseph Anthony Lagner, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Marshfield, Massachusetts.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Lagner | Joseph Anthony Lagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Lagner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Lagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: One Snow Road, Marshfield, MA 02050Office #2: 250 Rockland Street, Hanover, MA 02339Office #3: 160 Summer Street, Ste2 Ms: Ma188, Kingston, MA 02364RIA
BD
CRD#: 39550
Marshfield, MA
Current
August 28, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: One Snow Road, Marshfield, MA 02050Office #2: 250 Rockland Street, Hanover, MA 02339Office #3: 160 Summer Street, Ste2 Ms: Ma188, Kingston, MA 02364RIA
BD
CRD#: 39550
Marshfield, MA
Past
December 24, 2019 - August 1, 2023
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
Raynham, MA
Past
November 22, 2019 - August 1, 2023
SANTANDER SECURITIES LLC
BD
CRD#: 41791
Raynham, MA
Past
November 7, 2017 - November 11, 2019
PAYCHEX SECURITIES CORPORATION
BD
CRD#: 39733
ROCHESTER, NY
Past
December 15, 2016 - November 2, 2017
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
MARSHFIELD, MA
Past
July 11, 2016 - November 2, 2017
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
MARSHFIELD, MA
Past
March 12, 2013 - July 6, 2016
AUGUSTAR DISTRIBUTORS, INC.
BD
CRD#: 41081
CINCINNATI, OH
Past
January 9, 2010 - March 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
September 22, 2009 - March 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 10, 2008 - September 28, 2009
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
December 15, 2006 - January 4, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
HINGHAM, MA
Past
November 28, 2005 - December 14, 2006
IFMG SECURITIES, INC.
BD
CRD#: 14416
COHASSET, MA
Past
September 14, 2004 - November 29, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
October 29, 2002 - September 21, 2004
J.P.R. CAPITAL CORP.
BD
CRD#: 38056
SYOSSET, NY
Past
December 5, 2001 - October 21, 2002
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
POUGHKEEPSIE, NY
Past
November 4, 1999 - February 15, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
December 21, 1997 - September 1, 1999
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
July 21, 1995 - December 16, 1997
KEDEM CAPITAL CORPORATION
BD
CRD#: 18178
MELVILLE, NY
Past
November 22, 1994 - April 3, 1995
ANDREW GARRETT, INC.
BD
CRD#: 36250
NEW YORK, NY
Past
June 14, 1994 - November 28, 1994
SHAMROCK PARTNERS, LTD
BD
CRD#: 23955
MEDIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/20/2024)
IAR
Florida(6/21/2024)
RR
Massachusetts(8/28/2023)
RR
New Hampshire(8/28/2023)
IAR
New Hampshire(8/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Marshfield, MA 02050TRUST BUT VERIFY
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