John F. Carey

JP WEALTH MANAGEMENT

Mt. Pleasant, SC 29466-7117

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CRD#: 2470223

Professional summary

John Francis Carey, CFP® is a registered financial advisor currently at JP WEALTH MANAGEMENT, INC. located in Mt. Pleasant, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CUBE COMPONENTS, INC; INVESTMENT-RELATED; 3401 SALTERBECK COURT, SUITE 202, MT. PLEASANT, SC 29466; ELECTRONIC COMPONENTS COMPANY; BOARD MEMBER; 03/2016; 8 HRS/MONTH, 1 HR/MONTH DURING SECURITIES TRADING HOURS; NO OPERATIONAL DUTIES - REVIEW AND ADVISE AS BOARD MEMBER/SHAREHOLDER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Carey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 11, 2006 - Present

JP WEALTH MANAGEMENT, INC.

Office #1: 3401 Salterbeck Court Suite 202, Mt. Pleasant, SC 29466-7117

RIA

CRD#: 129475

Mt. Pleasant, SC

Past

April 26, 1995 - December 2, 1996

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

June 2, 1994 - November 22, 1994

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JP WEALTH MANAGEMENT, INC.

JFC ADVISORS, INC. | JP WEALTH MANAGEMENT, INC.

CRD#: 129475 / SEC#: 801-63273

RIA

Registered Investment Advisory firm - (6/24/2004 Approved)

New York

Registered Investment Advisory firm - (7/1/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/11/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/1994

General Securities Representative Examination

Current Firm

JP WEALTH MANAGEMENT, INC.

JFC ADVISORS, INC. | JP WEALTH MANAGEMENT, INC.

CRD#: 129475 / SEC#: 801-63273

RIA

Registered Investment Advisory firm - (6/24/2004 Approved)

New York

Registered Investment Advisory firm - (7/1/2004 Terminated)

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Contact information

Main Address

3401 Salterbeck Court Suite 202, Mt. Pleasant, SC 29466-7117

Mailing Address

Phone number

(866) 562-6969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JP WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	262
AUM (Assets Under Management)	$ 252,392,860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Carey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Carey's CRS (Customer Relationship Summary).

Certified licenses

Experience

JP WEALTH MANAGEMENT, INC.

TD AMERITRADE, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

JP WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2004

Series 63

Date: 6/8/1994

Series 7

Date: 6/1/1994

Current Firm

JP WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JP WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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