Marc E. Orenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Edward Orenstein, who also goes by Marc Edward Ornstein, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1994. Marc had worked at 3 firms and has passed the Series 63, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2012 - June 29, 2012
DAVIS SECURITIES LLC
June 5, 2006 - July 10, 2007
DAVIS SECURITIES LLC
September 26, 1995 - January 4, 2002
ELECTRONIC TRADING GROUP, LLC
September 26, 1994 - September 21, 1995
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/22/2006
Limited Representative-Equity Trader ExamCurrent Firm
DAVIS SECURITIES LLC
CRD#: 138829 / SEC#: , 8-67174
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
