Jonathan I. Bernstein

STRINGER ASSET MANAGEMENT

MEMPHIS, TN 38137

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CRD#: 2470190

Professional summary

Jonathan Ira Bernstein, CIMA®, who also goes by Jon Bernstein, is a registered financial advisor currently at STRINGER ASSET MANAGEMENT, LLC located in Memphis, Tennessee and SHELTON CAPITAL MANAGEMENT located in Katy, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jonathan has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Bernstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ira Bernstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 4, 2013 - Present

STRINGER ASSET MANAGEMENT, LLC

Office #1: 5100 Poplar Avenue Suite 1502, Memphis, TN 38137

RIA

CRD#: 166133

MEMPHIS, TN

Current

February 18, 2026 - Present

SHELTON CAPITAL MANAGEMENT

RIA

CRD#: 104720

Katy, TX

Current

February 18, 2026 - Present

RFS PARTNERS

Office #1: 1125 17th Street Suite 2550, Denver, CO 80202-1805

CRD#: 18119

Denver, CO

Past

March 14, 2017 - February 5, 2026

MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715

Memphis, TN

Past

January 11, 2016 - March 15, 2017

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

February 13, 2013 - February 28, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

HOUSTON, TX

Past

February 13, 2013 - February 28, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

HOUSTON, TX

Past

April 20, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

HOUSTON, TX

Past

April 20, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

HOUSTON, TX

Past

July 1, 2003 - March 9, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 11, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 20, 2000 - June 21, 2001

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

September 14, 1998 - May 8, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 13, 1995 - August 8, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 25, 1994 - January 9, 1995

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHELTON CAPITAL MANAGEMENT

CRD#: 104720 / SEC#: 801-25205

RIA

Registered Investment Advisory firm - (9/12/1985 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/11/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(3/26/2018)

IAR

Texas
(3/4/2013)

Texas
(2/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/29/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SHELTON CAPITAL MANAGEMENT

CRD#: 104720 / SEC#: 801-25205

RIA

Registered Investment Advisory firm - (9/12/1985 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/11/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2024 Terminated)

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Contact information

Main Address

1125 17th Street Suite 2550, Denver, CO 80202

Mailing Address

P.o. Box 87, Denver, CO 80201-0087

Phone number

(800) 955-9988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - FEBRUARY 10, 2026 (2/10/2026)

Regulatory assets under management

Total Number of Accounts	1,217
AUM (Assets Under Management)	$ 5,514,423,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jonathan I. Bernstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ira Bernstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHELTON CAPITAL MANAGEMENT

RFS PARTNERS

MATRIX 360 DISTRIBUTORS, LLC

MATRIX CAPITAL GROUP, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUCO SECURITIES, LLC.

PRUDENTIAL EQUITY GROUP, LLC

COMMONWEALTH ASSOCIATES

Primary Firm SEC Registration

SHELTON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2017

Series 65

Date: 9/29/1995

Series 63

Date: 4/15/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/7/1994

Series 24

Date: 12/15/1998

FINRA

Current Firm

SHELTON CAPITAL MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHELTON CAPITAL MANAGEMENT

TRUST BUT VERIFY

Contact information

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