Richard P. Sandru
Professional summary
Richard Patrick Sandru was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Richard had worked at 6 firms, which includes SUN SHINE INVESTMENT CONSULTANTS LLC, CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC., CAMBRIDGE INVESTMENT RESEARCH INC., LPL FINANCIAL LLC, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2011 - September 2, 2011
SUN SHINE INVESTMENT CONSULTANTS, LLC
July 8, 2009 - May 18, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 1, 2009 - May 18, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 27, 2002 - September 16, 2009
LPL FINANCIAL LLC
September 20, 2002 - September 16, 2009
LPL FINANCIAL LLC
August 5, 1994 - October 7, 2002
IDS LIFE INSURANCE COMPANY
August 5, 1994 - October 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUN SHINE INVESTMENT CONSULTANTS, LLC
CRD#: 153200 / SEC#:
Contact information
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