Virginia B. Barausky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Bussard Barausky, who also goes by VIrginia Lesley Bussard, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1994. Virginia had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - July 28, 2023
THE LEADERS GROUP, INC.
February 26, 2004 - October 23, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 13, 2003 - February 20, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
May 17, 2002 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 20, 2000 - December 20, 2000
GUARDIAN INVESTOR SERVICES LLC
February 1, 1999 - April 7, 1999
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 12, 1998 - January 29, 1999
NICHOLAS-APPLEGATE SECURITIES LLC
January 14, 1998 - October 16, 1998
VOYA FINANCIAL PARTNERS, LLC
December 5, 1997 - December 31, 1997
INDEPENDENT FINANCIAL SECURITIES, INC.
October 28, 1997 - January 2, 1998
SOUTHTRUST SECURITIES, LLC
April 30, 1997 - November 3, 1997
AMSOUTH INVESTMENT SERVICES, INC.
July 6, 1995 - May 8, 1997
WMA SECURITIES, INC.
June 23, 1994 - July 12, 1995
WELLS FARGO INVESTMENTS, LLC
May 13, 1994 - August 1, 1994
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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