Darrell W. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell William Fischer was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 1994. Darrell had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2010 - May 20, 2016
SPRING WATER ASSET MANAGEMENT, INC.
July 17, 2007 - December 31, 2008
REGAL SECURITIES, INC.
October 6, 2006 - July 18, 2007
BROOKSTREET SECURITIES CORPORATION
February 9, 1995 - January 30, 1997
PIPER SANDLER & CO.
April 27, 1994 - February 14, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPRING WATER ASSET MANAGEMENT, INC.
CRD#: 151463 / SEC#:
Contact information
Red Flags
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