Derek L. Mcdilda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Lyn Mcdilda was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1994. Derek had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2017 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 8, 2003 - December 20, 2017
OSAIC FS, INC.
July 3, 2002 - January 8, 2003
CARILLON INVESTMENTS, INC.
July 7, 2000 - July 17, 2002
METROPOLITAN LIFE INSURANCE COMPANY
July 7, 2000 - July 17, 2002
MSI FINANCIAL SERVICES, INC.
December 18, 1998 - July 7, 2000
THE O.N. EQUITY SALES COMPANY
December 1, 1997 - August 19, 1998
CAPITAL BROKERAGE CORPORATION
May 6, 1994 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
