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Seamus A. Oneill

OUTSET GLOBAL TRADING LIMITED
Westport, CT 06880
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CRD#: 2469687
SO

Professional summary


Seamus Anthony Oneill is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED located in Westport, Connecticut.

Seamus is registered as a RR (Registered Representative) and started their career in finance in 1994. Seamus has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Seamus Anthony Oneill's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 10, 2024 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: 8 Wright Street 1st Floor, Westport, CT, 06880
BD
CRD#: 281065
Westport, CT
Past

April 24, 2017 - December 4, 2024

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
New York, NY
Past

November 1, 2005 - February 6, 2017

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

January 4, 2001 - March 14, 2006

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
NEW YORK, NY
Past

February 13, 1997 - November 17, 2000

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

September 21, 1994 - April 28, 1995

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/10/2024)
RR
Illinois
(12/10/2024)
RR
New York
(12/10/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/3/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/29/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OG
OUTSET GLOBAL TRADING LIMITED
OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1120 Avenue Of Americas 14th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 14th Floor, New York, NY 10036
Phone number
(212) 390-0904
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BANDEEN, ADAM DRUMMONDPRESIDENT2389750
MCCABE, RAYMOND FRANCISCEO & EXECUTIVE REPRESENTATIVE2577501
FREY, KRISTOPHER SEANFINOP/CFO, COO, CCO4797346

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OUTSET GLOBAL TRADING LIMITED

CRD#: 281065Westport, CT 06880

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